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McGrath North Mullin & Kratz, PC LLO Logo
McGrath North Mullin & Kratz, PC LLO

Omaha, Nebraska

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Adams and Reese

Columbia, South Carolina

Platte Valley Companies

Scottsbluff, Nebraska

Solano Law Firm Logo
Solano Law Firm

Atlanta, Georgia

Morrison Foerster LLP

United States - Nationwide

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Global Talent Immigration Law Group

Los Angeles, California

Morrison Foerster LLP

United States - Nationwide

Cummins, Inc.

Indianapolis, Indiana

Groom Law Group Chartered Logo
Groom Law Group Chartered

Washington, D.C.

Hernandez Global Logo
Hernandez Global

PHOENIX, Arizona

Dawson County Attorney’s Office Logo
Dawson County Attorney’s Office

Lexington, Nebraska

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Senior Litigation Counsel, Enforcement
The Senior Litigation Counsel works under minimal supervision to litigate nationwide non-disciplinary and disciplinary proceedings filed with the Office of Hearing Officers (OHO) and to brief and argue appeals before the National Adjudicatory Council (NAC).     Essential Job Functions: Represent FINRA in a first or second chair capacity in complex disciplinary proceedings involving violations of the federal securities laws, FINRA and NASD Rules, Municipal Securities Rulemaking Board (MSRB) rules, and other self-regulatory organization (SRO) rules. Represent FINRA in a first chair capacity in non-disciplinary hearings and litigation arising out of expedited proceedings, statutory disqualification decisions, membership applicatio


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